Ancient fossil fish reveals key step before evolutionary boom

Digital reconstruction of tiny, 400-million-year-old jawless fish shows how traits for evading predators later gave rise to hunters

A fossil the size of a fingernail is rewriting the opening chapter of vertebrate history.

An international team led by scientists from the Canadian Museum of Nature and the University of Chicago have reconstructed the brain, heart and fins of a long-extinct fish called Norselaspis glacialis. Using advanced imaging techniques, they found evidence of change toward a fast-swimming lifestyle guided by sharp senses, well before jaws and teeth arose to better capture food. 

The discovery offers a rare glimpse into how critical traits emerged before one of evolution’s most transformative leaps—the rise of jawed vertebrates.

“These are the opening acts for a key episode in our own deep evolutionary history,” said Tetsuto Miyashita, a research scientist with the museum and lead author of the new study published in the journal Nature on August 6.

Fish have been around for half a billion years. The earliest species lived close to the seafloor, but when they evolved jaws and teeth, everything changed. By 400 million years ago, jawed fishes dominated the water column. Ultimately, limbed animals—including humans—also originated from this explosion of vertebrates.

However, it has long been a mystery how this pivotal event occurred. The standard theory holds that jaws evolved first and other body parts underwent changes to sustain a new predatory lifestyle.

“But there is a large data gap beneath this transformation,” said Michael Coates, professor and chair of organismal biology and anatomy at UChicago and a senior author of the study. “We’ve been missing snapshots from the fossil record that would help us order the key events to reconstruct the pattern and direction of change.”

The new study flips the “jaws-first” idea on its head. 

“We found features in a jawless fish, Norselaspis, that we thought were unique to jawed forms,” said Miyashita, who was formerly a postdoctoral fellow in Coates’ lab in Chicago. “This fossil from the Devonian Period more than 400 million years ago shows that acute senses and a powerful heart evolved well before jaws and teeth.”

An exquisite digital atlas

The fossil of Norselaspis the team studied is so exquisitely preserved in a fragment of rock that they were able to scan it and see impressions of its heart, blood vessels, brain, nerves, inner ears and even the tiny muscles that moved the eyeball. 

The fossil was hidden in one of thousands of sandstone blocks collected during a French paleontological expedition to Spitsbergen, an island in Norway’s Arctic archipelago, in 1969. 

Sorting through these rocks decades later, the study’s coauthors Philippe Janvier and Pierre Gueriau split one open, revealing a perfectly preserved Norselaspis cranium barely half an inch long. The team took the fossil to a particle accelerator at the Paul Scherrer Institute in Switzerland to scan it with high-energy X-ray beams.

The result was jaw-dropping. Slice by slice, the X-ray images revealed delicate films of bone that enclosed the fish’s organs with astonishing detail. 

At a hundredth of a millimeter wide, these tissue-thin bones capture the ghosts of organs formerly held by the skeleton. Back in Chicago, digital imaging specialist Kristen Tietjen worked with Miyashita and Coates to digitally dissect and stitch together the fish’s anatomy through thousands of screen hours.

“With this exquisite digital atlas, we now know Norselaspis in greater anatomical detail than many living fishes,” Miyashita said. 

For example, the fish had seven tiny muscles to move its eyeballs, whereas humans have six. It had outsized inner ears, an enormous heart and vessels arranged like highway bypasses to carry more blood.

“If Norselaspis was to our scale, its inner ears would be each the size of an avocado, and its heart would be as large as a cantaloupe melon,” Miyashita said.

Fish use their inner ears in much the same way that we use ours, to sense vibration, orientation and acceleration. The capacious heart and greater blood flow provides more horsepower for the animal. 

“One might even say Norselaspis had the heart of a shark under the skin of a lamprey,” Miyashita said.

The fish also sported a pair of tilted, paddle-like fins behind the gills, which Coates explained would have been useful for making sudden stops, bursts and turns. These anatomical innovations made Norselaspis something of a sportscar among the generally sluggish jawless fishes of its time.

Action packed anatomy

Such “action-packed” anatomy likely evolved for evading predators rather than for chasing prey. But what triggers rapid escape responses in jawless fish would in turn give jawed fish an advantage to do the opposite—detecting and catching food efficiently. 

“When jaws evolved against this background, it brought about a pivotal combination of sensory, swimming and feeding systems, eventually leading to the extraordinary variety and abundance of Devonian fishes,” Coates said.

But the earliest jaws were probably better adapted for sucking up food along with water and mud than for snapping at passing prey. 

“It wasn’t as simple as marching straight from a bottom feeder to an apex predator,” Miyashita said.

The new study also challenges the idea that shoulders and arms in modern tetrapods—a vast lineage of limbed creatures—evolved from modified gill structures. 

The team traced the nerve going to the shoulder in Norselaspis and saw that it was separate from the nerves going to the gills—clear evidence that one did not come from the other. Instead, the team argues that the shoulder evolved as a wholly new structure with a new domain, the neck, separating the head the from the torso.

“A lot of these evolutionary changes have to do with how the head is attached to the trunk,” Miyashita said. 

In primitive jawless fishes, the head is continuous from the torso, while jawed vertebrates have a neck and throat to separate the two regions. Norselaspis is in the middle—its head is directly attached to the shoulder without a neck, almost as if our arms were sticking out behind the cheeks. But the organs at this interface, like inner ears, shoulders and a heart, are enhanced or reorganized for greater abilities to navigate its environment. 

Paleontologists are still investigating what ignited this transformation. Some believe the lineage of Norselaspis arose in the time of the so-called Nekton Revolution, when marine organisms were beginning to move up in the water column. The game then was about getting faster, smarter and more maneuverable.

“For a historical event, we often emphasize one or two symbolic moments to the point of becoming a cliché. In this sense, the evolution of jaws is like a gunshot in Sarajevo starting World War I in 1914,” Miyashita said. “But it is imperative we understand the context. With Norselaspis, we can really find it in its heart.”

—This story was originally published on the Biological Sciences Division website.